Becoming a SEBI Registered Investment Advisor (RIA) in India requires following a structured SEBI registration process set by the Securities and Exchange Board of India. To begin your journey toward sebi registered advisory, you must meet the basic eligibility criteria—this includes having a graduate degree (preferably in finance, business, economics, or commerce) and either a professional qualification or relevant experience as specified by SEBI.

The next step in how to become a SEBI registered investment advisor is clearing the NISM Series-XA and Series-XB Investment Adviser exams, which certify your knowledge in financial planning, regulations, and advisory practices. After passing these exams, you can proceed with your SEBI registration by gathering the required documents such as educational certificates, experience proofs, exam results, net-worth certificates, income tax returns, and KYC details.

Applicants must then submit Form A on the SEBI Intermediary Portal, pay the registration fees (₹5,000 for individuals during application and ₹10,000 upon approval), and undergo SEBI verification. Once approved, you receive your Registered Investment Advisor SEBI license, enabling you to legally provide investment advisory services in India.